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Welcome to the Deep dive. 
Today we're really diving into 

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some foundational stuff, the 
core principles of the US legal 

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system. 
We got some great lecture 

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material here thanks to you, our
listener, digging into 

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constitutional law and 
professional responsibility. 

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That's right. 
And this material, it really 

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gives a path to understanding, 
you know, how power is set up 

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and balanced in the US, how 
individual rights are protected,

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are supposed to be protected 
from the government. 

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And then, yeah, the ethical 
rules for lawyers navigating all

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this. 
Right. 

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So our mission today is to kind 
of cut through the density, find

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those really crucial bits of 
info, maybe some surprising 

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history behind key cases, and 
just make it clear why these 

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sometimes abstract ideas 
actually matter in the real 

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world. 
Let's jump in. 

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Absolutely. 
Let's start with constitutional 

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law, the material rightly says. 
It's what's way more than just a

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list of rules. 
It's about the principles, the 

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history behind them and how they
actually get applied. 

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It's the whole framework. 
And a huge piece of that 

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framework is federalism. 
That's this idea, pretty novel 

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at the time, of splitting power 
between the national government 

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and the state governments. 
Exactly. 

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Very innovative. 
The Constitution lays out 

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specific powers for the federal 
government. 

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You find most of them in Article
1, Section 8. 

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Things like taxes, regulating 
commerce specifically between 

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States, and international 
defense, those sorts of big 

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picture items, the enumerated 
powers. 

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OK, so the feds get the list of 
powers. 

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What about the states? 
What's their domain? 

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Well, pretty much everything 
else. 

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The 10th Amendment says. 
Any powers not specifically 

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given to the federal government 
or denied to the states are kept

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by the states or the people. 
We have to call these reserved 

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powers or police powers. 
Police powers like law 

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enforcement. 
Sometimes, but it's broader than

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that. 
Think education, public health, 

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safety, general welfare within 
the state. 

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So that day-to-day governing 
stuff, managing local concerns. 

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Gotcha. 
And this line where federal 

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power stops and state power 
starts, that's been a constant 

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source of tension, right? 
Courts have had to step in a 

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lot. 
The material points out some big

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cases. 
Oh definitely. 2 are absolutely 

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key early on. 1st McAuliffe, 
Maryland. 

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This was Maryland trying to tax 
the National Bank, which 

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Congress had created, Chief 
Justice John Marshall wrote the 

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opinion. 
And it was a huge win for 

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federal power. 
And it wasn't just about the 

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bank tax itself, was it? 
There was a bigger principle. 

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Exactly. 
Marshall established this idea 

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of implied powers. 
He basically said, look, if the 

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Constitution gives Congress 
certain powers, like taxing 

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borrowing money, then it also 
gives Congress the power to do 

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what's necessary and proper to 
actually use those powers. 

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Creating a bank fell into that 
category. 

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The necessary and proper clause?
And didn't he have that famous 

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line about taxing? 
He did. 

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The power to tax involves the 
power to destroy. 

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His point was a state can't just
tax a federal institution out of

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existence. 
That really cemented federal 

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supremacy when federal and state
laws clash. 

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OK, so that's McCulloch. 
What about the other big one, 

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Gibbons? 
Gibbons V Ogden. 

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Yeah, this one was about 
steamboats on the Hudson River. 

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New York gave a monopoly to one 
Guy Ogden, but Gibbons had a 

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license from the federal 
government to operate steamboats

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there too. 
So state versus federal grants, 

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again, both touching on 
commerce. 

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Right. 
And Marshall again took a really

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broadview of Congress's power 
under the Commerce Clause. 

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He said commerce isn't just, you
know, buying and selling stuff 

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includes navigation and 
Congress's power over Interstate

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commerce. 
He called it plenary. 

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Plenary meaning complete. 
Absolutely. 

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Pretty much complete within its 
designated sphere, this ruling 

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was massive for creating like a 
unified national market stopped 

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states from setting up barriers 
against each other. 

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Makes sense. 
But you said this balance 

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shifts, right? 
It's not stuck in the early 

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1800s. 
Not at all. 

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The material notes this Think 
about the New Deal era, huge 

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expansion of federal power, 
often justified by reading the 

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Commerce Clause very broadly. 
Right there was that initial 

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pushback from the Supreme Court 
against Roosevelt's programs. 

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But then, well, things change. 
The famous switch in time that 

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saved 9. 
Political pressure definitely 

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played a role. 
A clear example of how the court

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doesn't operate in a total 
vacuum. 

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But you know, more recently 
there's been a bit of a counter 

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trend. 
The court has started pushing 

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back, finding some limits to 
that Commerce Clause power. 

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Like that case, United States V 
Lopez about the Gun Free School 

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Zones Act. 
Exactly, the court said. 

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Hold on. 
Just having a gun near a school,

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that's not really an economic 
activity, and it doesn't 

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substantially affect Interstate 
commerce in the way needed for 

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Congress to regulate it under 
that specific power. 

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And that was a big deal. 
Yeah, because it was the first 

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time in like over half a century
the court had invalidated a 

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federal law on those grounds. 
It signaled that maybe the Super

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expansive view of the Commerce 
Clause had some boundaries 

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after. 
All it really shows how these 

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core ideas are still being 
debated and redefined. 

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OK, so that covers the split 
between federal and state power.

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What about the division within 
the federal government 

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separation of powers? 
Right. 

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The classic 3 branches 
legislative That's Congress. 

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They make the laws, executive, 
the president enforces the laws,

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and judicially courts interpret 
the laws. 

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The whole idea is to stop any 
one branch from getting too 

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powerful. 
Tyranny and all that. 

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And they police each other 
through checks and balances. 

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Checks and balances, exactly. 
Each branch has tools to limit 

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the others. 
Congress passes a law, President

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can veto it. 
Congress can override the veto, 

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though it's hard. 
President picks judges. 

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Senate has to approve them and 
the courts. 

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They got a huge check from 
Marbury V Madison. 

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Marbury, The case about the 
undelivered paperwork that 

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somehow became foundational. 
It's an amazing story, really. 

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Yeah. 
Came out of the messy transition

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from President Adams to 
President Jefferson. 

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Adams made a bunch of last 
minute judicial appointments to 

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the midnight judges, but his 
Secretary of State, who happened

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to be John Marshall before he 
became Chief Justice? 

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Oh, wow. 
Didn't get all the official 

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commissions delivered. 
William Marbury was one guy who 

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didn't get his, so he sued the 
new Secretary of State, James 

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Madison, directly in the Supreme
Court, asking for an order, a 

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writ of mandamus, to force 
Madison to hand over the 

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Commission. 
And Marshall, now Chief Justice,

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had to rule on a situation he 
was kind of involved in. 

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Tricky, very. 
But his solution was, well, 

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brilliant, he said. 
Yes, Marbury absolutely has a 

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legal right to his Commission. 
But he then looked at the law 

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Marbury used to bring the case 
to the Supreme Court, part of 

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the Judiciary Act of 1789. 
Marshall said that part of the 

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law was unconstitutional. 
Why? 

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Because Marshall argued it tried
to give the Supreme Court a type

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of original jurisdiction, 
hearing a case 1st that the 

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Constitution itself didn't allow
for that specific situation. 

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So he gives Marbury the moral 
victory, but denies him the 

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actual job, and in doing so 
grabs a massive power for the 

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court itself. 
Exactly. 

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But declaring that act of 
Congress unconstitutional, 

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Marshall established the 
principle of judicial review, 

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the power of the courts to 
review laws and actions of the 

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other branches and declare them 
void if they conflict with the 

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Constitution. 
It's not explicitly spelled out 

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in the Constitution, but. 
Marbury made it real. 

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Wow. 
A cornerstone of the whole 

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system, born from a political 
fight and a clever ruling and 

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judicial review, is just one 
check. 

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We see others all the time. 
Presidential vetoes, Senate 

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confirmations, Impeachment court
challenges to executive orders. 

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OK, so we have the structure, 
the checks. 

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Now what about protecting people
from the government? 

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Individual rights? 
That's the Bill of Rights, the 

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14th Amendment. 
Primarily, yes, yeah. 

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And two huge concepts come out 
of those, especially the 14th 

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Amendment, due process and equal
protection. 

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Due process shows up in the 5th 
Amendment against the federal 

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government and the 14th against 
the states. 

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Basically says government can't 
take away your life, liberty or 

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property without due process of 
law and. 

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The material breaks that down. 
Into two types. 

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First, procedural due process. 
This is about how the government

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acts. 
Are the procedures fair? 

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Did you get notice? 
A chance to be heard? 

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The case, Goldberg V Kelly, is a
good example, the court said. 

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You need a hearing before 
welfare benefits are cut off 

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because losing that support is 
such a big deal. 

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Fair process. 
Makes sense. 

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What's the other kind? 
Substantive due process. 

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This is trickier. 
It's less about the how and more

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about the what. 
Does the government have a good 

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enough reason to interfere with 
your fundamental rights or 

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liberties at all, even if they 
use fair procedures? 

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It's about protecting certain 
fundamental freedoms from 

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government intrusion. 
And the lecture material 

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mentions some really significant
and sometimes controversial 

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cases here. 
It does. 

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It mentions Roe V Wade, noting 
it found a fundamental right to 

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abortion linked to privacy under
the 14th Amendment's Due process

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clause and acknowledging its 
contentious history. 

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Right. 
And it also notes impartially 

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that Roe was later overturned by
the Dobbs decision. 

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The material states the Dobbs 
court held the Constitution 

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doesn't provide a right to 
abortion. 

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Correct. 
That's how the source presents 

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the outcome of Dobbs, and it 
also brings up Alberto Feld V 

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Hodges. 
In that case, the court found 

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the right to marry is a 
fundamental liberty, again out 

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of the 14th Amendment's due 
process clause, and that this 

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right extends to same sex 
couples. 

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The source describes this as a 
landmark for LGBTQ plus rights. 

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So substantive due process deals
with these really core personal 

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liberties and the interpretation
can clearly evolve 

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significantly. 
Definitely. 

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Now the other big 14th Amendment
concept is equal protection. 

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The government can't deny to any
person within its jurisdiction 

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the equal protection of the 
laws. 

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Basically, treat similar people 
similarly. 

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Don't make arbitrary 
distinctions. 

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And courts have different ways 
of looking at laws to see if 

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they violate this right levels 
of scrutiny. 

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Exactly 3 levels. 
The default is rational basis 

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review. 
If a law doesn't involve a 

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specific vulnerable group or a 
fundamental right, the 

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government just needs to show 
the law is rationally related to

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a legitimate government 
interest. 

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Most laws pass this test easily.
OK, what's the next step up? 

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Intermediate scrutiny. 
This applies to laws that 

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classify people based on things 
like gender or whether someone 

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was born outside of marriage. 
Here, the government has a 

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higher burden. 
The law must be substantially 

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related to an important 
government interest. 

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Is there an example? 
Craig V Borne is the classic 

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Oklahoma had different drinking 
ages for men and women for low 

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alcohol beer, The court said the
state's reasons, based on 

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statistics about drunk driving, 
weren't substantially related 

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enough to justify treating men 
and women differently in that 

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way. 
So struck down. 

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And the highest level. 
Strict scrutiny. 

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This is reserved for laws that 
discriminate based on suspect 

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classifications. 
Race, national origin, sometimes

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alien age, or laws that burden 
fundamental rights. 

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To survive this, the government 
has to show the laws necessary 

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to achieve a compelling 
government interest and is 

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narrowly tailored. 
It's incredibly hard for a lot 

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to pass strict scrutiny. 
And the landmark case here is 

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Brown V Board of Education. 
Absolutely. 

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The court looked at state 
mandated racial segregation in 

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schools, applied strict scrutiny
implicitly, and declared 

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separate but equal is inherently
unequal. 

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It overturned decades of 
precedent and was a monumental 

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step for civil rights driven by 
the Equal Protection Clause. 

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Such a pivotal moment. 
The material also loops back 

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quickly to the Commerce Clause 
here, doesn't it? 

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Showing how it relates to 
individual rights too. 

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Yeah, it shows how that broad 
interpretation of Congress's 

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power to regulate commerce was 
used not just for economic 

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stuff, but also to achieve 
social goals impacting 

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individuals. 
Like Wickard V Philburn, that 

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still sounds wild, regulating 
wheat a farmer grew just for his

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own use. 
It does seem extreme, but the 

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courts thinking was well if lots
of farmers did this it would 

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affect the national wheat market
so Congress could regulate even 

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that small local activity under 
the Commerce Clause because of 

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the potential aggregate effect. 
The material calls at the high 

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watermark for a reason. 
And that broad power then let 

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Congress tackle discrimination. 
It's exactly In Heart of Atlanta

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Motel V United States, the court
upheld the Civil Rights Act of 

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1964's ban on racial 
discrimination in places like 

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motels, reasoning that 
discrimination discouraged black

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people from traveling 
Interstate, thus affecting 

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commerce. 
So an economic power used for 

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social justice. 
It really highlights how 

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interconnected these 
constitutional concepts are. 

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Federal power, individual 
rights, economic regulation, it 

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all ties together. 
It really does. 

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So that's a good overview of the
constitutional side from the 

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material federalism, separation 
of powers, the huge role of 

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judicial review thanks to 
Marbury, and then core rights 

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like due process and equal 
protection with a Commerce 

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Clause often in the background. 
OK, that gives us a solid 

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picture of the government's 
structure and limits. 

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Now let's shift focus to the 
people operating within that 

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system, specifically lawyers. 
Professional responsibility, 

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right? 
Moving from the rules for the 

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Government to the rules for the 
lawyers themselves, the lecture 

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material points to the ABA Model
Rules of Professional Conduct as

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the the main guide here. 
ABA, American Bar Association 

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And these are just models, 
right? 

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Not automatically the law 
everywhere. 

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Correct. 
The ABA drafts them, but they 

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only become binding rules when a
state's Bar Association or 

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Supreme Court officially adopts 
them, maybe with some tweaks. 

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But most states base their rules
heavily on the ABA model. 

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They cover everything how 
lawyers should act towards 

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clients, courts, other lawyers. 
The core principles are 

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competence, diligence, honesty, 
integrity. 

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00:13:25,680 --> 00:13:28,640
And the material flags some key 
ethical areas. 

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Conflicts of interest seems like
a big one. 

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00:13:31,120 --> 00:13:33,720
Oh, it's huge. 
A conflict exists if there's a 

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significant risk that the 
lawyers responsibilities to one 

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00:13:36,240 --> 00:13:39,000
client will be well materially 
limited by their 

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responsibilities to another 
client, a former client, or even

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their own personal interests. 
So you can't effectively 

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represent client A if doing so 
hurts client B, or if your own 

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interests get in the way. 
Basically, yes. 

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00:13:50,600 --> 00:13:53,320
The rules talk about concurrent 
conflicts, representing opposing

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00:13:53,320 --> 00:13:56,440
sides in the same matter or 
clients whose interests clash 

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00:13:56,440 --> 00:13:59,120
right now, and successive 
conflicts where representing 

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your current client might harm a
former client's interest related

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00:14:02,120 --> 00:14:04,760
to the past representation. 
Sounds like a minefield. 

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00:14:04,760 --> 00:14:07,160
How do lawyers handle it? 
Constant vigilance. 

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00:14:07,160 --> 00:14:08,920
Really. 
You have to check for conflicts 

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00:14:08,920 --> 00:14:11,640
before taking on a case. 
Sometimes a conflict can be 

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waived if the clients give 
informed consent in writing, but

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00:14:15,120 --> 00:14:17,240
that's only if the lawyer 
reasonably believes they can 

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00:14:17,240 --> 00:14:20,000
still provide competent and 
diligent representation to 

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00:14:20,000 --> 00:14:22,440
everyone involved. 
It's complex. 

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00:14:22,680 --> 00:14:25,360
If there's any doubt, the advice
is usually to decline the 

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00:14:25,360 --> 00:14:28,840
representation or seek guidance.
Better safe than sorry. 

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OK? 
Another major duty. 

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Confidentiality. 
The material really stresses 

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00:14:34,840 --> 00:14:36,000
this one. 
As it should. 

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00:14:36,160 --> 00:14:37,640
It's probably the most 
fundamental duty. 

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00:14:38,240 --> 00:14:41,440
Lawyers must keep secret all 
information relating to the 

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00:14:41,440 --> 00:14:43,880
representation of a client, 
whatever its source. 

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00:14:44,400 --> 00:14:47,240
It can't be revealed unless the 
client consents or a very 

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00:14:47,240 --> 00:14:50,640
specific exception applies. 
This is what allows clients to 

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00:14:50,640 --> 00:14:53,280
trust their lawyers and tell 
them everything, which is vital 

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00:14:53,280 --> 00:14:56,040
for good advice. 
All information that's broad. 

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00:14:56,120 --> 00:14:57,520
Are there any exceptions 
mentioned? 

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00:14:57,720 --> 00:15:01,240
The source mentions a few narrow
ones, like a lawyer may reveal 

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00:15:01,240 --> 00:15:04,000
information to the extent 
necessary to prevent reasonably 

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00:15:04,000 --> 00:15:08,240
certain death or substantial 
bodily harm, or obviously if the

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00:15:08,240 --> 00:15:12,200
client gives informed consent, 
but the default is strict 

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00:15:12,200 --> 00:15:13,480
silence. 
OK. 

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00:15:13,480 --> 00:15:15,960
And how does this differ from 
attorney-client privilege? 

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00:15:16,120 --> 00:15:18,720
People sometimes confuse those. 
Good question. 

327
00:15:18,960 --> 00:15:21,280
They are definitely related but 
distinct. 

328
00:15:21,720 --> 00:15:23,680
Confidentiality, like we said, 
is broad. 

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00:15:24,000 --> 00:15:26,360
It covers almost everything the 
lawyer learns about the client's

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00:15:26,360 --> 00:15:28,200
matter. 
Attorney-client privilege is 

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00:15:28,200 --> 00:15:30,440
much narrower. 
Narrower how? 

332
00:15:30,440 --> 00:15:33,400
What does privilege protect? 
Privilege specifically protects 

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00:15:33,400 --> 00:15:36,320
confidential communications, the
actual back and forth between 

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00:15:36,320 --> 00:15:39,600
the lawyer and the client, made 
for the purpose of seeking or 

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00:15:39,600 --> 00:15:43,120
providing legal advice. 
It's an evidence rule, meaning 

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00:15:43,120 --> 00:15:46,360
those specific communications 
generally can't be forced out in

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00:15:46,360 --> 00:15:48,560
court. 
So confidentiality is the 

338
00:15:48,560 --> 00:15:52,080
ethical duty covering all info, 
while privilege is the legal 

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00:15:52,080 --> 00:15:54,920
protection for the advice 
seeking communication itself. 

340
00:15:55,200 --> 00:15:57,560
Exactly. 
Privilege is a subset of 

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00:15:57,560 --> 00:16:00,840
confidentiality. 
Its goal is to protect those 

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00:16:00,840 --> 00:16:04,760
candid conversations about legal
matters like confidentiality. 

343
00:16:04,920 --> 00:16:07,080
The client holds the privilege 
and can waive it. 

344
00:16:07,280 --> 00:16:09,800
And importantly, the source 
notes, it doesn't cover 

345
00:16:09,800 --> 00:16:13,480
communications made to help 
commit a future crime or fraud. 

346
00:16:13,840 --> 00:16:15,560
You can't hide behind privilege 
for that. 

347
00:16:15,800 --> 00:16:18,160
Breaching either duty has 
serious repercussions. 

348
00:16:19,320 --> 00:16:22,280
That distinction is clear. 
The material finishes this part 

349
00:16:22,280 --> 00:16:25,360
by saying, basically, knowing 
the stuff isn't just academic, 

350
00:16:25,360 --> 00:16:26,960
right? 
It's crucial for actually 

351
00:16:26,960 --> 00:16:29,840
practicing law, right? 
It mentions these concepts are 

352
00:16:29,840 --> 00:16:33,680
heavily tested, the think bar 
exams like the MBE and Mee at 

353
00:16:33,680 --> 00:16:36,920
references, and that lawyers use
analytical frameworks like the 

354
00:16:36,960 --> 00:16:40,840
IRS, ME method, issue rule, 
application, conclusion to apply

355
00:16:40,840 --> 00:16:42,880
these complex rules to real 
situations. 

356
00:16:43,160 --> 00:16:44,720
It connects the theory to the 
practice. 

357
00:16:44,960 --> 00:16:47,560
OK, we've definitely covered a 
lot of ground in this deep dive 

358
00:16:47,560 --> 00:16:49,040
thanks to the material you 
provided. 

359
00:16:49,320 --> 00:16:51,960
Really have from the big picture
structure, federalism, 

360
00:16:52,200 --> 00:16:55,040
separation of powers, how 
judicial review emerged in 

361
00:16:55,040 --> 00:16:58,240
Marbury down to how individual 
rights like due process and 

362
00:16:58,240 --> 00:17:00,920
equal protection work, and how 
the Commerce Clause wheeze 

363
00:17:00,920 --> 00:17:03,320
through it all. 
And then shifting to the 

364
00:17:03,320 --> 00:17:06,440
professional roles, the critical
importance of handling 

365
00:17:06,440 --> 00:17:10,040
conflicts, the absolute 
necessity of confidentiality, 

366
00:17:10,240 --> 00:17:14,119
and the specific legal shield of
attorney-client privilege. 

367
00:17:14,119 --> 00:17:16,079
Yeah, these aren't just abstract
ideas. 

368
00:17:16,079 --> 00:17:18,720
They really shape how our 
government functions, how our 

369
00:17:18,720 --> 00:17:22,119
rights are protected and how 
lawyers are expected to behave. 

370
00:17:22,480 --> 00:17:24,440
They're the foundation. 
We certainly hope this 

371
00:17:24,440 --> 00:17:27,560
discussion has helped you, our 
listener, get a clearer handle 

372
00:17:27,560 --> 00:17:29,400
on these really vital areas of 
law. 

373
00:17:29,440 --> 00:17:31,320
It's fascinating stuff. 
It really is. 

374
00:17:31,720 --> 00:17:34,440
And maybe a final thought for 
you to chew on based on all 

375
00:17:34,440 --> 00:17:36,560
this. 
We saw how those early cases, 

376
00:17:36,560 --> 00:17:39,640
McCulloch, Givens, Marbury, 
profoundly shaped the balance of

377
00:17:39,640 --> 00:17:42,960
power, really expanded federal 
authority and carved out the 

378
00:17:42,960 --> 00:17:46,040
judiciary's role. 
Then we see modern cases, Lopez,

379
00:17:46,040 --> 00:17:48,760
Dobbs, Obergefell, showing that 
how we interpret the 

380
00:17:48,760 --> 00:17:51,840
Constitution isn't fixed, right?
It changes, sometimes 

381
00:17:51,840 --> 00:17:53,960
dramatically. 
So what does that ongoing 

382
00:17:53,960 --> 00:17:56,480
reinterpretation tell you about 
the Constitution itself? 

383
00:17:56,520 --> 00:17:59,320
Is it more like a fixed 
blueprint, or is it something 

384
00:17:59,520 --> 00:18:03,040
alive that adapts over time? 
And how does that dynamic nature

385
00:18:03,040 --> 00:18:05,160
affect all the legal principles 
we've been talking about today? 

386
00:18:05,400 --> 00:18:07,000
Definitely something to think 
about. 

387
00:18:07,280 --> 00:18:10,520
Thanks again for providing the 
material for this deep dive. 

388
00:18:10,640 --> 00:18:11,960
Great conversation.
